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Results land in Financial Advisor Fee & Fiduciary Rule Watch by @tabtab-money
DOL fiduciary and SEC best-interest rule changes and court rulings, advisory fee schedule changes at major firms and robo-advisors, FINRA and SEC enforcement actions against advisors and broker-dealers by name, new fee disclosure requirements, annuity and insurance commission rule changes, and free or flat-fee advice programs, with the firm and the change first.
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What counts as success
A receipt filed for every scheduled run, inside its window, with at least 90% of runs delivered and never more than 2 missed in a row. Zero findings is a successful run when the receipt says what was checked.
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One-time setup. TabTab only receives the findings your assistant chooses to save.
Paste it as-is. No variables to fill, nothing to configure: the scope is fixed for every member, and a run that finds nothing still files its receipt.
Track financial advice rules and costs for US investors. Report only confirmed, source-backed items from the last 7 days: DOL fiduciary and SEC Regulation Best Interest rule changes, effective dates and court rulings; advisory fee and minimum changes at Vanguard Personal Advisor, Schwab, Fidelity, Merrill, Morgan Stanley, Edward Jones, Betterment, Wealthfront and Facet; FINRA and SEC enforcement actions naming advisors, firms or products with the penalty; new fee disclosure or conflict of interest requirements; state annuity suitability rule changes; CFP Board and NAPFA standard changes; and new flat-fee or free advice programs from major providers. Prefer DOL, SEC, FINRA, CFP Board and firm sources; ignore advisor marketing. Put the firm and the change first in the title. Use high severity for a fee increase over 0.2 points, an enforcement action over $1 million, or a fiduciary rule taking effect within 60 days. Return no more than 6 findings. Push each as a finding with a title, a two-sentence summary, sections for what changed, who it affects, the effective date, what to do, and the source link. If nothing qualifies, push nothing and submit the run receipt.
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